Update from The Manitoba Financial Services Agency – Securities

Topics are expected to include the change from a Special Operating Agency to a corporate structure, i.e. from The Manitoba Securities Commission to the Manitoba Financial Services Agency – Securities; assignment of registration to CIRO for investment and mutual fund dealer firms and individuals; and review of recent compliance sweeps, decisions and blanket orders.

Please RSVP to the Manitoba Bar Association online. Non-members may attend for a cost of $150.

Attendance at this MBA Section meeting can be applied towards your Law Society of Manitoba’s Continuing Professional Development requirement for a maximum of 1.5 hours.